Gary Walczewski Biopic

Chief Compliance Officer

Key Investment Management

Gary Walczewski is responsible for compliance activities of the Fund and KIM, including designing, implementing, and overseeing KIM’s compliance program, SEC registration, and ongoing regulatory obligations.

Mr. Walczewski has more than 20 years of compliance experience across asset management, broker-dealer, and investment adviser environments. Prior to joining KIM, he served as Global Head of Sales Practice Compliance at Allspring Global Investments, where he led a team who oversaw global compliance functions supporting U.S. and international distribution, marketing and advertising review, and regulatory examinations. Earlier in his career, Mr. Walczewski held senior compliance leadership roles at Allspring Global Investments, Wells Fargo Asset Management, Bank of America, and BofA Global Capital Management, with responsibilities spanning sales practice compliance, FINRA 3120/3130 governance, board reporting, international distribution oversight, AML, privacy, and service provider oversight.

Mr. Walczewski holds a B.S. in Business Administration in Finance and Marketing from Northeastern University and maintains FINRA licenses.

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